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CRD 110777
ROANOKE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ATLANTIC UNION BANK | Corporation | E | yes | 04/2018 | May 20, 2019 | Mar 31, 2022 |
| ATLANTIC UNION BANKSHARES CORPORATION | Corporation | E | yes | 07/1993 | May 20, 2019 | Mar 31, 2022 |
| BARRETT, MAUREE, LYNETTE | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2021 | Oct 1, 2021 | Mar 31, 2022 |
| BROWN, CHARLES, WHITNEY | LEAD MANAGING DIRECTOR / MEMBER BOARD OF DIRECTORS | Na | yes | 04/2018 | Mar 30, 2012 | Mar 31, 2022 |
| HALL, JAMES, EVERETT | MANAGING DIRECTOR | Na | yes | 10/2021 | Mar 28, 2013 | Mar 31, 2022 |
| HENEBERRY, JESSICA, DAWN | MANAGING DIRECTOR/MEMBER BOARD OF DIRECTORS | Na | yes | 10/2021 | Oct 1, 2021 | Mar 31, 2022 |
| Malla, William, Joseph | MEMBER BOARD OF DIRECTORS | Na | yes | 10/2021 | Oct 1, 2021 | Mar 31, 2022 |
| MARTIN, ROBERT, PRESTON | MANAGING DIRECTOR | Na | yes | 08/2019 | Mar 29, 2019 | Mar 31, 2022 |
| PERESS, BENJAMIN, JOSEPH | REGIONAL MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | Na | yes | 10/2021 | Oct 1, 2021 | Mar 31, 2022 |
| RILEY, BARBARA, PRICE | MEMBER BOARD OF DIRECTORS | Na | yes | 10/2021 | Oct 1, 2021 | Mar 31, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ACCESS INSURANCE GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| ATLANTIC UNION BANK | n/a | n/a | n/a | Y | yes | n/a |
| ATLANTIC UNION EQUIPTMENT FINANCE, INC. | n/a | n/a | n/a | N | yes | n/a |
| ATLANTIC UNION FINANCIAL CONSULTANTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| JEFFREY BLATTER | n/a | n/a | n/a | N | no | n/a |
| UNION INSURANCE GROUP LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlottesville | Va | United States | 5 | no |
| Arlington | Va | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | $1.6B | $1.6B | 23 | 16 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $628M | $623M | 7 | 7 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $615M | $608M | 7 | 7 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $527M | $521M | 7 | 7 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $600M | $600M | 7 | 7 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $547M | $547M | 6 | 6 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $555M | $555M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $556M | $556M | 6 | 6 | n/a | n/a | n/a |
| 2013 | Feb 18, 2014 | $518M | $518M | 6 | 6 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $446M | $446M | 6 | 6 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $437M | $437M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $1.6B | $628M | 155.7% | $527M | 45.0% | 23 | 7 | 2 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CARY STREET PARTNERS | 3 | Sep 15, 2022 | Sep 22, 2022 | RICHMOND, VA | Firm absorbed | RIA to ibd | 100.0% |
| CARY STREET PARTNERS | 10 | Aug 22, 2022 | Aug 29, 2022 | RICHMOND, VA | Firm absorbed | RIA to ibd | 76.9% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OLD DOMINION CAPITAL MANAGEMENT INC. | 9 | Oct 4, 2021 | Oct 11, 2021 | CHARLOTTESVILLE, VA | Firm absorbed | RIA to RIA | 100.0% |