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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Menasha, WI | MINNEAPOLIS, MN | Spring Lake, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 22, 2020 | n/a | yes | MINNEAPOLIS, MN|Menasha, WI|Spring Lake, MI | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 3, 2020 | Sep 25, 2020 | no | APPLETON, WI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 18, 2019 | Oct 4, 2019 | no | OSHKOSH, WI | Previous registration |
| AEGIS FINANCIAL | Former SEC adviser | Sep 9, 2019 | Nov 11, 2019 | no | OSHKOSH, WI | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Aug 26, 2019 | Sep 11, 2019 | no | MADISON, WI | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 26, 2002 | Aug 7, 2019 | no | APPLETON, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Sep 25, 2020 | Oct 22, 2020 | 27 | Firm change | Other |
| AEGIS FINANCIAL | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 11, 2019 | Sep 18, 2019 | -54 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 4, 2019 | Mar 3, 2020 | 151 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | AEGIS FINANCIAL | Sep 11, 2019 | Sep 9, 2019 | -2 | Firm change | Ibd to new firm |