DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J••••• R•••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedMenasha, Wi dual registrantIAPD 3106278

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as B•••• J••••• R•••••••

At current firm

5 y

since Oct 22, 2020

In the industry

28 y

since Aug 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Oct 22, 2020 · Minneapolis, Mn
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Mar 3, 2020 to Sep 25, 2020 · Appleton, Wi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Sep 18, 2019 to Oct 4, 2019 · Oshkosh, Wi
A•••• F•••••••• former
Sep 9, 2019 to Nov 11, 2019 · Oshkosh, Wi
T••••••• I••••••••• M••••••••• I••• BD affiliated
Aug 26, 2019 to Sep 11, 2019 · Madison, Wi
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 26, 2002 to Aug 7, 2019 · Appleton, Wi

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to T••••••• I••••••••• M••••••••• I•••
left Sep 25, 2020, registered Oct 22, 2020 (27 days) · Other
A•••• F•••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 11, 2019, registered Sep 18, 2019 (-54 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••
left Oct 4, 2019, registered Mar 3, 2020 (151 days) · Other
T••••••• I••••••••• M••••••••• I••• to A•••• F••••••••
left Sep 11, 2019, registered Sep 9, 2019 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address