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M••• R••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

M••• R••••• S•••••••

Advisor at C••••••• G••••• L••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:652f7b48-7e01-a556-953c-bcfe60ba9891

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• G••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• G••••• L••	Other adviser	Jan 27, 2023	n/a	yes	SALT LAKE CITY, UT	Current employment
C••••••• G••••• L••	Other adviser	Sep 19, 2022	Dec 31, 2022	no	SALT LAKE CITY, UT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• P••• G••••• A•••••••	C••••••• G••••• L••	Sep 14, 2022	Sep 19, 2022	5	Firm change	Other

Relationships

Registered with (2)

→ C••••••• G••••• L••Registered adviserregistration: previous registration
Sep 19, 2022 to Dec 31, 2022factForm ADV
→ G••••••• P••• G••••• A•••••••Registered adviserregistration: previous registration
Aug 26, 2015 to Sep 14, 2022factForm ADV

Dated events

Occurred
Sep 14, 2022
Advisor changed firm
M••• R••••• S••••••• left G••••••• P••• G••••• A••••••• for C••••••• G••••• L•• (registered 2022-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:652f7b48-7e01-a556-953c-bcfe60ba9891
First observed: Aug 26, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.