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Advisor at WELLS FARGO ADVISORS
SALT LAKE CITY, UT | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 26, 2022 | n/a | yes | SALT LAKE CITY, UT|DENVER, CO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 3, 2023 | Aug 4, 2025 | no | DENVER, CO|ST. LOUIS, MO | Previous registration |
| DOUGLAS C. LANE & ASSOCIATES | Independent wealth | Jul 29, 2021 | Jun 28, 2022 | no | NEW YORK, NY | Previous registration |
| GARY GOLDBERG PLANNING SERVICES | Former SEC adviser | Aug 2, 2017 | Oct 25, 2019 | no | New York, NY|LOCUST VALLEY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | n/a | Aug 4, 2025 | n/a | n/a | Departure no registered destination | Departure |
| DOUGLAS C. LANE & ASSOCIATES | WELLS FARGO ADVISORS | Jun 28, 2022 | Jul 26, 2022 | 28 | Firm change | RIA to wirehouse |
| GARY GOLDBERG PLANNING SERVICES | DOUGLAS C. LANE & ASSOCIATES | Oct 25, 2019 | Jul 29, 2021 | 643 | Firm change after gap | RIA to RIA |