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Advisor at CORECAP ADVISORS
SAGINAW, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORECAP ADVISORS | Bd affiliated wealth | Aug 3, 2015 | n/a | yes | SAGINAW, MI | Current employment |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | May 16, 2013 | Jul 21, 2015 | no | TRAVERSE CITY, MI|CINCINNATI, OH | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Sep 24, 2010 | May 16, 2013 | no | TRAVERSE CITY, MI|TROY, MI|TRAVERSE CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ON INVESTMENT MANAGEMENT CO | CORECAP ADVISORS | Jul 21, 2015 | Aug 3, 2015 | 13 | Firm change | Other |
| CETERA ADVISORS LLC | ON INVESTMENT MANAGEMENT CO | May 16, 2013 | May 16, 2013 | 0 | Firm change | Other |