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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MURPHY CAPITAL MANAGEMENT INC

CRD 105155

BEDMINSTER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:655310b1-a2d1-9c1a-3269-fa199561e98f

Data as of Mar 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Mar 8, 2012 to Mar 23, 2022
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2022-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,340
Individual clients: 239
High net worth clients: 275
Custody, client assets: $113M
SEC number: 801-20376
CRD: 105155
Filings on the tape: 36
First filed: Mar 8, 2012
Latest filed: Mar 23, 2022
Organised: Corporation, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALVARADO, KAREN, JOHANNA	CHIEF COMPLIANCE OFFICER_TREASURER (06/2020)	Na	yes	02/2019	Nov 27, 2017	Mar 23, 2022
KWOK, JOE, W	SENIOR MANAGING DIRECTOR	Na	yes	08/2017	Oct 7, 2013	Mar 23, 2022
LEWIS, PETER, JONATHAN	President	Na	yes	02/2019	Mar 8, 2012	Mar 23, 2022
PEAPACK-GLADSTONE BANK	Shareholder	E	yes	07/2017	Aug 28, 2017	Mar 23, 2022
PEAPACK-GLADSTONE FINANCIAL CORPORATION	Shareholder	E	yes	08/1997	Aug 28, 2017	Mar 23, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PEAPACK-GLADSTONE BANK	n/a	n/a	n/a	Y	yes	Nj
PEAPACK-GLADSTONE MORTGAGE GROUP, INC.	n/a	n/a	n/a	N	yes	n/a
PGB TRUST & INVESTMENTS OF DELAWARE	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 23, 2022	$1.2B	$1.2B	6	3	0	n/a	n/a
2020	Mar 12, 2021	$986M	$986M	7	4	0	n/a	n/a
2019	Mar 18, 2020	$914M	$914M	7	5	0	n/a	n/a
2018	Mar 25, 2019	$810M	$810M	10	5	0	n/a	n/a
2017	Mar 15, 2018	$934M	$934M	7	4	0	n/a	n/a
2016	Mar 15, 2017	$840M	$840M	6	4	n/a	n/a	n/a
2015	Mar 8, 2016	$836M	$831M	6	4	n/a	n/a	n/a
2014	Feb 11, 2015	$846M	$841M	6	4	n/a	n/a	n/a
2013	Mar 18, 2014	$765M	$761M	6	3	n/a	n/a	n/a
2012	Mar 28, 2013	$607M	$603M	6	4	n/a	n/a	n/a
2011	Mar 8, 2012	$530M	$526M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.2B	$986M	18.3%	$810M	12.9%	6	7	0	0

Relationships

Controls (5)

← LEWIS, PETER, JONATHANOwnerPRESIDENT, ownership code NA, individual
Mar 8, 2012 to presentfactForm ADV
← ALVARADO, KAREN, JOHANNAOwnerCHIEF COMPLIANCE OFFICER_TREASURER (06/2020), ownership code NA, individual
Nov 27, 2017 to presentfactForm ADV
← KWOK, JOE, WOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Oct 7, 2013 to presentfactForm ADV
← PEAPACK-GLADSTONE BANKOwnerSHAREHOLDER, ownership code E, domestic entity
Aug 28, 2017 to presentfactForm ADV
← PEAPACK-GLADSTONE FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Aug 28, 2017 to presentfactForm ADV

Affiliated with (3)

← LASSUS WHERLEYRegistered adviserother investment adviser, common control
factForm ADV
← POINT VIEW WEALTH MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← QUADRANT CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← GARY TODD PANCOASTAdvisorregistration: previous registration
Feb 12, 2020 to Jul 13, 2022factForm ADV
← GAVIN O CHARLTONAdvisorregistration: previous registration
Mar 30, 2020 to Jan 13, 2022factForm ADV

Dated events

Occurred
Jul 13, 2022
Advisor departed, no destination yet
Gary Todd Pancoast no longer registered at Murphy Capital Management Inc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Jan 13, 2022
Advisor changed firm
Gavin O Charlton left Murphy Capital Management Inc for Regency Wealth Management (registered 2023-05-01)
Form ADVobserved 5 days ago
Occurred
Jun 15, 2020
Control person left
Scott Cameron Murphy (Treasurer (10/2017) / Senior Managing Director) no longer on Schedule A of Murphy Capital Management Inc (listed 2020-03-18, absent 2020-06-15)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2019
Control person left
Joseph John Murphy (President) no longer on Schedule A of Murphy Capital Management Inc (listed 2018-12-10, absent 2019-03-25)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:655310b1-a2d1-9c1a-3269-fa199561e98f
First observed: Mar 8, 2012
Last observed: Mar 23, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MURPHY CAPITAL MANAGEMENT INC

CRD 105155

BEDMINSTER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:655310b1-a2d1-9c1a-3269-fa199561e98f

Data as of Mar 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALVARADO, KAREN, JOHANNA

CHIEF COMPLIANCE OFFICER_TREASURER (06/2020)

yes

02/2019

Nov 27, 2017

Mar 23, 2022

KWOK, JOE, W

SENIOR MANAGING DIRECTOR

yes

08/2017

Oct 7, 2013

Mar 23, 2022

LEWIS, PETER, JONATHAN

President

yes

02/2019

Mar 8, 2012

Mar 23, 2022

PEAPACK-GLADSTONE BANK

Shareholder

yes

07/2017

Aug 28, 2017

Mar 23, 2022

PEAPACK-GLADSTONE FINANCIAL CORPORATION

Shareholder

yes

08/1997

Aug 28, 2017

Mar 23, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PEAPACK-GLADSTONE BANK

n/a

yes

PEAPACK-GLADSTONE MORTGAGE GROUP, INC.

n/a

yes

n/a

PGB TRUST & INVESTMENTS OF DELAWARE

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 23, 2022

$1.2B

n/a

2020

Mar 12, 2021

$986M

n/a

2019

Mar 18, 2020

$914M

n/a

2018

Mar 25, 2019

$810M

n/a

2017

Mar 15, 2018

$934M

n/a

2016

Mar 15, 2017

$840M

n/a

2015

Mar 8, 2016

$836M

$831M

n/a

2014

Feb 11, 2015

$846M

$841M

n/a

2013

Mar 18, 2014

$765M

$761M

n/a

2012

Mar 28, 2013

$607M

$603M

n/a

2011

Mar 8, 2012

$530M

$526M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$1.2B

$986M

18.3%

$810M

12.9%