DFX Intelligence

G••• T••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

G••• T••• P•••••••

Advisor at L•• F•••••••• L••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:a9db97d3-0546-1df1-1e5a-ed13073d90d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 5, 2014	n/a	yes	MORRISTOWN, NJ	Current employment
M••••• C•••••• M••••••••• I••	Former SEC adviser	Feb 12, 2020	Jul 13, 2022	no	Bedminster, NJ\|BEDMINSTER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• C•••••• M••••••••• I••	n/a	Jul 13, 2022	n/a	n/a	Departure no registered destination	Departure
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Sep 20, 2013	Aug 5, 2014	319

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 5, 2014 to presentfactForm ADV
→ M••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 12, 2020 to Jul 13, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 28, 2012 to Sep 20, 2013factForm ADV
→ J• B• H•••••• • C••

Dated events

Occurred
Jul 13, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9db97d3-0546-1df1-1e5a-ed13073d90d3
First observed: Nov 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.