DFX Intelligence

H••••• M•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

H••••• M•••••• L•••••••

Advisor at E••••• W••••• A•••••••• L••

WALNUT CREEK, CA | Cincinnati, OH

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Search this name across graphsid dfx:ria:6562d45f-6a48-447d-bf01-f08a1c1083f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W••••• A•••••••• L••	Independent wealth	Dec 8, 2025	n/a	yes	WALNUT CREEK, CA\|Cincinnati, OH	Current employment
O•• G••••• L••	Former SEC adviser	Oct 7, 2008	Dec 11, 2025	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• G••••• L••	E••••• W••••• A•••••••• L••	Dec 11, 2025	Dec 8, 2025	-3	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
119850:108052:OH:2025-12-11	Dec 11, 2025	Dec 8, 2025	CINCINNATI, OH	Firm change

Relationships

Registered with (2)

→ E••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ O•• G••••• L••Registered adviserregistration: previous registration
Oct 7, 2008 to Dec 11, 2025factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor changed firm
H••••• M•••••• L••••••• left O•• G••••• L•• for E••••• W••••• A•••••••• L•• (registered 2025-12-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6562d45f-6a48-447d-bf01-f08a1c1083f4
First observed: Oct 7, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.