This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=4.0

Regulatory AUM

$295MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$295M

Private client RAUM

$295MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$73.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

6

Offices

1Schedule D 1.F, beyond the principal office

Accounts

933

Individual clients

711

High net worth clients

222

Custody, client assets

$27.2M

SEC number

801-136279

CRD

342120

Filings on the tape

5

First filed

Apr 15, 2026

Latest filed

Sep 9, 2026

Organised

Limited Liability Company, DE

• Occurred

  Jun 9, 2026
  Team lift-out

  2 advisors left Equitable Advisors, LLC (Scottsdale, AZ) for 345 Investment Advisory, LLC a day apart

  Form ADVobserved 3 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:657707c7-802f-55c3-87d8-153aeb0ecdf3

First observed

Apr 15, 2026

Last observed

Sep 9, 2026 10 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.