This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

345 INVESTMENT ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2004earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 20, 2005

First registration

Apr 22, 2005

Dual registered

yes, broker-dealer

Other names

KEVIN M FERM|KEVIN MICHAEL FERM

IAPD individual key

4877766

• Occurred

  Jun 9, 2026
  Advisor changed firm

  Kevin Ferm left Equitable Advisors, Llc for 345 Investment Advisory, Llc (registered 2026-06-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6d7cc2b8-7b96-2798-05e9-da33faec6f91

First observed

Apr 22, 2005

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.