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K••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

K••• J•••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Maple Grove, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:657bcfa1-3ec3-d456-3d78-f0941a066b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 5, 2020	n/a	yes	MINNEAPOLIS, MN\|Maple Grove, MN	Current employment
G••••••• W••••• M•••••••••	Bd affiliated wealth	Nov 15, 2019	Oct 29, 2020	no	ARDEN HILLS, MN\|ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• M•••••••••	T••••••• I••••••••• M••••••••• I•••	Oct 29, 2020	Nov 5, 2020	7	Firm change	Ibd to ibd
G••••••• F•••••••• D•••••• L••	G••••••• W••••• M•••••••••	Nov 1, 2019	Nov 15, 2019

Relationships

Registered with (4)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 5, 2020 to presentfactForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 15, 2019 to Oct 29, 2020factForm ADV
→ G••••••• F•••••••• D•••••• L••Registered adviserregistration: previous registration
Mar 26, 2018 to Nov 1, 2019factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:657bcfa1-3ec3-d456-3d78-f0941a066b9d
First observed: Sep 17, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.