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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

SUZANNE M MARSHALL

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:657c74ef-b8e5-e58d-72e3-ad1846d15528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 27, 1983
First registration: Oct 21, 2009
Dual registered: yes, broker-dealer
Other names: SUZANNE MARIE HEWITT|SUZANNE DONHAM|SUZANNE ZAINEY
IAPD individual key: 1203817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Feb 28, 2017	n/a	yes	INDIANAPOLIS, IN	Current employment
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Mar 8, 2024	Mar 19, 2024	no	INDIANAPOLIS, IN	Previous registration
CITY SECURITIES CORPORATION	Former SEC adviser	Oct 8, 2010	Feb 28, 2017	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Oct 12, 2010	no	CARMEL, IN\|INDIANAPOLIS, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Oct 21, 2009	Nov 13, 2009	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANCTUARY ADVISORS, LLC	n/a	Mar 19, 2024	n/a	n/a	Departure no registered destination	Departure
CITY SECURITIES CORPORATION	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Feb 28, 2017	Feb 28, 2017	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	CITY SECURITIES CORPORATION	Oct 12, 2010	Oct 8, 2010	-4	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Feb 28, 2017 to presentfactForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 8, 2024 to Mar 19, 2024factForm ADV
→ CITY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 8, 2010 to Feb 28, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Oct 12, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 21, 2009 to Nov 13, 2009factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor departed, no destination yet
Suzanne M Marshall no longer registered at Sanctuary Advisors, Llc; no later IA registration on IAPD
Form ADVobserved 3 days ago