DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• M• M•••••••

S•••••• N••••••• • C••••••• I•••••••••national BDIndianapolis, Indual registrantIAPD 1203817

Feed of 09/14/2026

Also filed as S•••••• Marie Hewitt

At current firm

9 y

since Feb 28, 2017

In the industry

42 y

since Oct 27, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Feb 28, 2017 · Indianapolis, In
S•••••••• A•••••••• L•• BD affiliated
Mar 8, 2024 to Mar 19, 2024 · Indianapolis, In
C••• S••••••••• C••••••••• former
Oct 8, 2010 to Feb 28, 2017 · Indianapolis, In
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Oct 12, 2010 · Carmel, In
N•••••• I••••••••• I••• unclassified
Oct 21, 2009 to Nov 13, 2009 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A•••••••• L•• to no registered destination
left Mar 19, 2024 · Departure, no registered destination
C••• S••••••••• C••••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 28, 2017, registered Feb 28, 2017 (0 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to C••• S••••••••• C•••••••••
left Oct 12, 2010, registered Oct 8, 2010 (-4 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

S•••••• M• M••••••• no longer registered at S•••••••• A•••••••• L••; no later IA registration on IAPD
Mar 19, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address