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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Danvers, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jan 7, 2025 | n/a | yes | Danvers, MA | Current employment |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 18, 2022 | Jan 23, 2025 | no | Danvers, MA | Previous registration |
| RIVERFRONT INVESTMENT GROUP, LLC | Mixed wealth | Mar 1, 2012 | Aug 2, 2022 | no | DRACUT, MA|RICHMOND, VA|Methuen, MA|Dracut, MA|Billerica, MA|BILLERICA, MA|Andover, MA | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 19, 2009 | Jan 4, 2012 | no | BOSTON, MA|PHILADELPHIA, PA | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Mar 26, 2008 | Jul 30, 2009 | no | PHILADELPHIA, PA | Previous registration |
| PLACEMARK INVESTMENTS, INC. | Former SEC adviser | Jul 19, 2005 | Feb 19, 2008 | no | WELLESLEY, MA | Previous registration |
| AMUNDI ASSET MANAGEMENT US, INC. | Former SEC adviser | Jun 28, 2004 | Jul 12, 2005 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | ROBERT W. BAIRD & CO. INCORPORATED | Jan 23, 2025 | Jan 7, 2025 | -16 | Firm change | Ibd to RIA |
| RIVERFRONT INVESTMENT GROUP, LLC | JANNEY MONTGOMERY SCOTT LLC | Aug 2, 2022 | Oct 18, 2022 | 77 | Firm change | RIA to ibd |
| JANNEY MONTGOMERY SCOTT LLC | RIVERFRONT INVESTMENT GROUP, LLC | Jan 4, 2012 | Mar 1, 2012 | 57 | Firm change | Other |
| PLACEMARK INVESTMENTS, INC. | JANNEY MONTGOMERY SCOTT LLC | Feb 19, 2008 | Mar 26, 2008 | 36 | Firm change | Other |
| AMUNDI ASSET MANAGEMENT US, INC. | PLACEMARK INVESTMENTS, INC. | Jul 12, 2005 | Jul 19, 2005 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 463:8158:MA:2025-01-23 | Jan 23, 2025 | Jan 7, 2025 | DANVERS, MA | Firm change |