DFX Intelligence

A••••• A•••• M••••••••• U•• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM over $100B

A••••• A•••• M••••••••• U•• I•••

CRD 107719

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a838a7c-077f-782d-07e0-ae78aff84903

Data as of Jan 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 166
Dated events: 40
On other graphs: 1
Observed: Mar 30, 2012 to Jan 8, 2025
54 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A••••• A•••• M••••••••• U•• I•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $120B••• Locked
Discretionary RAUM: $112B
Private client RAUM: $31.0Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 373

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••••• M•••• S••••• F•••• I••••• P••••••••	Hedge Fund	$848M	Sep 23, 2024	10	Jan 17, 2012	reported	021-166796
T•• P••••••••• I•••••••• C•••••• O• A•••••• V••••••• C••••••• A•••••• G•••••••••	Hedge Fund	$63.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••	Shareholder	E	yes	11/1978	Jul 10, 2017	Sep 23, 2024
A••••• A•••• M•••••••••	Shareholder	E	yes	01/2008	Jul 10, 2017	Sep 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• F•••• M••••••••• L••••••	n/a	I•••••••••_MANAGER	$220B	N	yes	n/a
A••••• J•••• L•••	n/a	Former SEC adviser	$40B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Durham	Nc	United States	27	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$120B	$100B	20.2%	$101B	5.9%	373	373	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••• A•••••••• I•••	2	Apr 25, 2025	Jun 10, 2025	BOSTON, MA	Team lift out	Other	3.6%
F•• I••••••••• L••	2	Apr 25, 2025	Mar 16, 2026

Relationships

showing 80 of 166

Affiliated with (7)

← A••••• U•Registered adviserother investment adviser, common control
factForm ADV
→ A••••• J•••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ K•• G••••• I•••••••• ••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S•• F•••• M••••••••• L••••••Registered adviser

Dated events

Occurred
May 2, 2025
Left the SEC roster
A••••• A•••• M••••••••• U•• I••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $119.9B)
Form ADVobserved 7 days ago
$119.9B
Occurred
Apr 25, 2025
Team lift-out
2 advisors left A••••• A•••• M••••••••• U•• I••• (Boston, MA) for P•••• A•••••••• I••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Apr 25, 2025
Team lift-out
2 advisors left A••••• A•••• M••••••••• U•• I••• (Boston, MA) for F•• I••••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a838a7c-077f-782d-07e0-ae78aff84903
First observed: Mar 30, 2012
Last observed: Jan 8, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (62)

← JEFFREY H SAUNDERSAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← IRA WILLIAM COXAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← D•••• M•••••• MARTINAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← ROBERT ANTHONY GIANNINIAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← CHRISTOPHER LEWIS CHANDLERAdvisorregistration: previous registration
Aug 28, 2024 to Apr 25, 2025factForm ADV
← RICHARD M•••••• DAILEYAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← DANIEL JOSEPH CLARKAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← J••• Francis KORNAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← DEBRA SUSAN WEKSTEINAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← CHRISTOPHER R BILELLOAdvisorregistration: previous registration
Dec 15, 2020 to Apr 25, 2025factForm ADV
← DUSTIN C GAJAdvisorregistration: previous registration
Mar 24, 2021 to Apr 25, 2025factForm ADV
← PETER D•••• DRISCOLLAdvisorregistration: previous registration
Mar 5, 2024 to Apr 25, 2025factForm ADV
← JEFFREY TOUSSAINTAdvisorregistration: previous registration
Sep 24, 2024 to Apr 25, 2025factForm ADV
← M•••••• M ZORUMSKIAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← STEPHEN DANIEL CASACCIAAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← JUSTIN HAMILTON MORSEAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← JASON C. XANTHAKISAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← SHAMIM J•••••• KOCHAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← PATRICK CHRISTOPHER FOLEYAdvisorregistration: previous registration
Jun 4, 2024 to Apr 25, 2025factForm ADV
← BRANDI E. KINSMANAdvisorregistration: previous registration
Dec 15, 2020 to Apr 25, 2025factForm ADV
← BRIAN ARTHUR MCMAHONAdvisorregistration: previous registration
Dec 15, 2020 to Apr 25, 2025factForm ADV
← JEFFERSON PHILIP MATKINAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← JASON RICHARD YOUNGAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← JEFFREY THOMAS ABELLIAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← SETH CULLENAdvisorregistration: previous registration
Jan 2, 2024 to Apr 25, 2025factForm ADV
← Vaughan Preston O'NealAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← CORNELIUS FRANCIS LEAHEYAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← J••• R. MURRAYAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← Elizabeth BucaloAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
← JACK B•••••• MCCAFFREYAdvisorregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
and 32 more