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RIA / WealthAdvisorCertified Financial Planner27 years in industry

SHANNON G GREY

Advisor at ORIGIN INVESTMENT ADVISORY LLC

SAN DIEGO, CA | SARASOTA, FL | PEORIA, AZ

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Search this name across graphsid dfx:ria:6590dd13-ff41-2076-025a-7df64136a3f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORIGIN INVESTMENT ADVISORY LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 16, 1999
First registration: May 3, 2016
Dual registered: no
Other names: SHANNON G YOUNG|SHANNON G YOUNG
IAPD individual key: 3242636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESTEDGE PLANNING	State registered	Nov 19, 2024	n/a	yes	PEORIA, AZ	Current employment
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Oct 31, 2022	n/a	yes	SAN DIEGO, CA\|SARASOTA, FL	Current employment
PFG ADVISORS	Independent wealth	Nov 6, 2024	Nov 18, 2024	no	National City, CA\|Peoria, AZ\|San Diego, CA\|El Cajon, CA	Previous registration
INVESTEDGE PLANNING	State registered	Sep 13, 2021	Oct 31, 2024	no	PEORIA, AZ\|San Diego, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 3, 2016	Dec 4, 2019	no	SAN DIEGO, CA\|Austin, TX\|SAN DIEGO, CA\|San Diego, CA\|Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	INVESTEDGE PLANNING	Nov 18, 2024	Nov 19, 2024	1	Firm change	RIA to state RIA
INVESTEDGE PLANNING	ORIGIN INVESTMENT ADVISORY LLC	Oct 31, 2024	Oct 31, 2022	-731	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	INVESTEDGE PLANNING	Dec 4, 2019	Sep 13, 2021	649	Firm change after gap	Ibd to state RIA

Relationships

Registered with (4)

→ INVESTEDGE PLANNINGRegistered adviserregistration: previous registration
Sep 13, 2021 to Oct 31, 2024factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: current employment
Oct 31, 2022 to presentfactForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2024 to Nov 18, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 3, 2016 to Dec 4, 2019factForm ADV

Dated events

Occurred
Nov 18, 2024
Advisor changed firm
Shannon G Grey left Pfg Advisors for Investedge Planning (registered 2024-11-19)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2024
Advisor changed firm
Shannon G Grey left Investedge Planning for Origin Investment Advisory Llc (registered 2022-10-31)
Form ADVobserved 6 days ago