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Advisor at CITIZENS SECURITIES, INC.
CONSHOHOCKEN, PA | KINGSTON, PA | WEST HAZLETON, PA | WILKES-BARRE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jun 20, 2024 | n/a | yes | WILKES-BARRE, PA|WEST HAZLETON, PA|CONSHOHOCKEN, PA|KINGSTON, PA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Apr 5, 2024 | no | JIM THORPE, PA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Aug 19, 2016 | Jun 29, 2023 | no | JIM THORPE, PA | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 20, 2014 | Aug 9, 2016 | no | SCRANTON, PA|Plains, PA | Previous registration |
| STERLING INVESTMENT ADVISORS LTD. | Independent wealth | Feb 29, 2008 | Aug 15, 2014 | no | WILKES-BARRE, PA|KINGSTON, PA | Previous registration |
| PRESWICK CAPITAL MANAGEMENT, LLC | n/a | Mar 28, 2002 | Feb 13, 2007 | no | MEDIA, PA | Previous registration |
| CURTIS FINANCIAL ADVISORS, LLC | n/a | Mar 26, 2002 | May 9, 2002 | no | MEDIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CITIZENS SECURITIES, INC. | Apr 5, 2024 | Jun 20, 2024 | 76 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| ALLSTATE FINANCIAL ADVISORS, LLC | CETERA ADVISOR NETWORKS LLC | Aug 9, 2016 | Aug 19, 2016 | 10 | Firm change | Other |
| STERLING INVESTMENT ADVISORS LTD. | ALLSTATE FINANCIAL ADVISORS, LLC | Aug 15, 2014 | Aug 20, 2014 | 5 | Firm change | Other |
| PRESWICK CAPITAL MANAGEMENT, LLC | STERLING INVESTMENT ADVISORS LTD. | Feb 13, 2007 | Feb 29, 2008 | 381 | Firm change | Other |
| CURTIS FINANCIAL ADVISORS, LLC | PRESWICK CAPITAL MANAGEMENT, LLC | May 9, 2002 | Mar 28, 2002 | -42 | Firm change after gap | Other |