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Advisor at EQUITABLE ADVISORS, LLC
MERIDIAN, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 19, 2023 | n/a | yes | MERIDIAN, ID | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Dec 15, 2017 | Dec 21, 2023 | no | Everett, WA|Kirkland, WA|Mercer Island, WA|Everett, WA|Lynnwood, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 24, 2012 | Dec 15, 2017 | no | OLYMPIA, WA|BELLEVUE, WA|KIRKLAND, WA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 21, 2009 | Feb 28, 2012 | no | BELLEVUE, WA|BELLEVUE, WA|CLACKAMAS, OR | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 20, 2008 | Feb 6, 2009 | no | BELLEVUE, WA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 17, 2007 | Dec 10, 2007 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EQUITABLE ADVISORS, LLC | Dec 21, 2023 | Dec 19, 2023 | -2 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | PRUCO SECURITIES, LLC | Dec 15, 2017 | Dec 15, 2017 | 0 | Firm change | RIA to ibd |
| VOYA FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Feb 28, 2012 | Feb 24, 2012 | -4 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | VOYA FINANCIAL ADVISORS, INC. | Feb 6, 2009 | May 21, 2009 | 104 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | HORNOR, TOWNSEND & KENT, LLC | Dec 10, 2007 | Mar 20, 2008 | 101 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5685:6627:WA:2023-12-20 | Dec 21, 2023 | Dec 19, 2023 | LYNNWOOD, WA | Firm change |