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RIA / WealthAdvisor33 years in industry

DOUGLAS DAVID HORNE

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PHOENIX, AZ | SUGAR LAND, TX

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Search this name across graphsid dfx:ria:65a90646-1bc9-131a-cc8f-bca106b1f0dc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 8, 1993
First registration: Nov 22, 2000
Dual registered: no
Other names: DOUG HORNE
IAPD individual key: 2360520

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	May 23, 2025	n/a	yes	PHOENIX, AZ\|SUGAR LAND, TX	Current employment
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Aug 9, 2021	May 12, 2025	no	CORNELIUS, NC\|Sugar Land, TX	Previous registration
SAGEGUARD FINANCIAL GROUP, LLC	Independent wealth	Jun 23, 2017	Dec 7, 2021	no	GOODLETTSVILLE, TN	Previous registration
ASPEN WEALTH MANAGEMENT	n/a	Jun 6, 2017	Sep 20, 2017	no	SUGAR LAND, TX	Previous registration
ASPEN WEALTH MANAGEMENT	n/a	Nov 14, 2012	Dec 31, 2016	no	SUGAR LAND, TX	Previous registration
SOWELL MANAGEMENT	Independent wealth	May 2, 2006	Nov 17, 2011	no	HOUSTON, TX	Previous registration
FFP ADVISORY SERVICES INC	n/a	Nov 22, 2000	Apr 12, 2006	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHASTAR CAPITAL MANAGEMENT	FOUNDATIONS INVESTMENT ADVISORS LLC	May 12, 2025	May 23, 2025	11	Firm change	RIA to RIA
SAGEGUARD FINANCIAL GROUP, LLC	ALPHASTAR CAPITAL MANAGEMENT	Dec 7, 2021	Aug 9, 2021	-120	Firm change after gap	RIA to RIA
ASPEN WEALTH MANAGEMENT	SAGEGUARD FINANCIAL GROUP, LLC	Sep 20, 2017	Jun 23, 2017	-89	Firm change after gap	Other
SOWELL MANAGEMENT	ASPEN WEALTH MANAGEMENT	Nov 17, 2011	Nov 14, 2012	363	Firm change	Other
FFP ADVISORY SERVICES INC	SOWELL MANAGEMENT	Apr 12, 2006	May 2, 2006	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160266:157423:TN:2021-12-07	Dec 7, 2021	Aug 9, 2021	GOODLETTSVILLE, TN	Firm change after gap

Relationships

Registered with (6)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 9, 2021 to May 12, 2025factForm ADV
→ SAGEGUARD FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jun 23, 2017 to Dec 7, 2021factForm ADV
→ ASPEN WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 6, 2017 to Sep 20, 2017factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
May 2, 2006 to Nov 17, 2011factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Nov 22, 2000 to Apr 12, 2006factForm ADV

Dated events

Occurred
May 12, 2025
Advisor changed firm
Douglas David Horne left Alphastar Capital Management for Foundations Investment Advisors Llc (registered 2025-05-23)
Form ADVobserved 5 days ago