DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas David Horne
Feed of 09/15/2026
Also filed as Doug Horne
At current firm
1 y
since May 23, 2025
In the industry
33 y
since Jun 8, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince May 23, 2025 · Phoenix, Az
- Alphastar Capital Management independent RIAAug 9, 2021 to May 12, 2025 · Cornelius, Nc
- Sageguard Financial Group, LLC independent RIAJun 23, 2017 to Dec 7, 2021 · Goodlettsville, Tn
- Aspen Wealth Management unclassifiedJun 6, 2017 to Sep 20, 2017 · Sugar Land, Tx
- Aspen Wealth Management unclassifiedNov 14, 2012 to Dec 31, 2016 · Sugar Land, Tx
- Sowell Management independent RIAMay 2, 2006 to Nov 17, 2011 · Houston, Tx
- Ffp Advisory Services Inc unclassifiedNov 22, 2000 to Apr 12, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Alphastar Capital Management to Foundations Investment Advisors LLCleft May 12, 2025, registered May 23, 2025 (11 days) · RIA to RIA
- Sageguard Financial Group, LLC to Alphastar Capital Managementleft Dec 7, 2021, registered Aug 9, 2021 (-120 days) · RIA to RIA · moved with a team
- Aspen Wealth Management to Sageguard Financial Group, LLCleft Sep 20, 2017, registered Jun 23, 2017 (-89 days) · Other
- Sowell Management to Aspen Wealth Managementleft Nov 17, 2011, registered Nov 14, 2012 (363 days) · Other
- Ffp Advisory Services Inc to Sowell Managementleft Apr 12, 2006, registered May 2, 2006 (20 days) · Other
Signals
- Douglas David Horne left Alphastar Capital Management for Foundations Investment Advisors Llc (registered 2025-05-23)May 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address