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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC, CRD 153061

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65a935f6-936a-0be5-a2b8-c568840eae77

Data as of May 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2024 to May 22, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $206MItem 5.F on the latest filing (2026-05-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $206M
Private client RAUM: $205MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $41.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,043
Individual clients: 447
High net worth clients: 44
Custody, client assets: $53.6M
SEC number: 801-131480
CIK: 2111802
CRD: 153061
Filings on the tape: 11
First filed: Oct 17, 2024
Latest filed: May 22, 2026
Organised: Limited Liability Company, NV
Website: scoremyretirement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TODD CHARLES BAUMAN	n/a	LAS VEGAS, NV	16	31	3	no
KENTON M FENNO	n/a	LAS VEGAS, NV	4	23	2	no
Gavin Charles Sandefur	n/a	LAS VEGAS, NV	4	16	n/a	no
VINCENT MICHAEL GARAVENTA	Certified Financial Planner	LAS VEGAS, NV	1	12	6	no
Paolo Gabrielli Kipping Torres	n/a	LAS VEGAS, NV	1	12	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUMAN, TODD, CHARLES	MANAGING MEMBER/CCO	E	yes	02/2010	Oct 17, 2024	Nov 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BAUMAN FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Henderson	Nv	United States	1	no
Mesquite	Nv	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$206M	$206M	19	8	2	n/a	n/a
2024	Mar 27, 2025	$118M	$118M	4	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$206M	$118M	74.4%	n/a	n/a	19	4	2	2

Relationships

Registered with (6)

← Paolo Gabrielli Kipping TorresAdvisorregistration: current employment
Jun 8, 2025 to presentfactForm ADV
← VINCENT MICHAEL GARAVENTAAdvisorregistration: current employment
Dec 3, 2024 to presentfactForm ADV
← Gavin Charles SandefurAdvisorregistration: current employment
Aug 5, 2022 to presentfactForm ADV
← KENTON M FENNOAdvisorregistration: current employment
May 31, 2022 to presentfactForm ADV
← TODD CHARLES BAUMANAdvisorregistration: current employment
Mar 19, 2010 to presentfactForm ADV
← CHRISTIAN TYLER SMISSENAdvisorregistration: previous registration
Sep 17, 2025 to Mar 31, 2026factForm ADV

Controls (1)

← BAUMAN, TODD, CHARLESOwnerMANAGING MEMBER/CCO, ownership code E, individual
Oct 17, 2024 to Nov 25, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
Christian Tyler Smissen left Bauman Wealth Advisors for Lifeworks Advisors, Llc (registered 2026-05-19)
Form ADVobserved 6 days ago
Occurred
Oct 17, 2024
First Form ADV filing
Bauman Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65a935f6-936a-0be5-a2b8-c568840eae77
First observed: Oct 17, 2024
Last observed: May 22, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC, CRD 153061

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65a935f6-936a-0be5-a2b8-c568840eae77

Data as of May 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TODD CHARLES BAUMAN

n/a

LAS VEGAS, NV

KENTON M FENNO

n/a

LAS VEGAS, NV

Gavin Charles Sandefur

n/a

LAS VEGAS, NV

n/a

VINCENT MICHAEL GARAVENTA

Certified Financial Planner

LAS VEGAS, NV

Paolo Gabrielli Kipping Torres

n/a

LAS VEGAS, NV

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUMAN, TODD, CHARLES

MANAGING MEMBER/CCO

yes

02/2010

Oct 17, 2024

Nov 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BAUMAN FINANCIAL GROUP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Henderson

United States

Mesquite

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$206M

n/a

2024

Mar 27, 2025

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$206M

$118M

74.4%

n/a