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RIA / WealthAdvisor31 years in industry

TODD CHARLES BAUMAN

Advisor at BAUMAN WEALTH ADVISORS

LAS VEGAS, NV

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAUMAN WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 12, 1995
First registration: May 11, 2004
Dual registered: no
IAPD individual key: 2605865

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAUMAN WEALTH ADVISORS	Independent wealth	Mar 19, 2010	n/a	yes	LAS VEGAS, NV	Current employment
APPLIED INVESTMENT TECHNOLOGY, INC	n/a	May 28, 2009	Aug 23, 2011	no	LAS VEGAS, NV	Previous registration
BAUMAN, TODD	n/a	Jan 4, 2006	Dec 31, 2006	no	LAS VEGAS, NV	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	May 11, 2004	Mar 7, 2005	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APPLIED INVESTMENT TECHNOLOGY, INC	BAUMAN WEALTH ADVISORS	Aug 23, 2011	Mar 19, 2010	-522	Firm change after gap	Other
BAUMAN, TODD	APPLIED INVESTMENT TECHNOLOGY, INC	Dec 31, 2006	May 28, 2009	879	Firm change after gap	Other
SYNERGY INVESTMENT GROUP, LLC	BAUMAN, TODD	Mar 7, 2005	Jan 4, 2006	303	Firm change	Other

Relationships

Registered with (4)

→ BAUMAN WEALTH ADVISORSRegistered adviserregistration: current employment
Mar 19, 2010 to presentfactForm ADV
→ APPLIED INVESTMENT TECHNOLOGY, INCRegistered adviserregistration: previous registration
May 28, 2009 to Aug 23, 2011factForm ADV
→ BAUMAN, TODDRegistered adviserregistration: previous registration
Jan 4, 2006 to Dec 31, 2006factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
May 11, 2004 to Mar 7, 2005factForm ADV

Dated events

No dated event names this entity yet.