This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HALO INVESTMENT SERVICES, LLC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 4, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jun 4, 2010

First registration

Feb 27, 2017

Dual registered

no

Other names

DENNIS MONOHAN

IAPD individual key

4308558

• Occurred

  Aug 9, 2023
  Advisor changed firm

  Dennis Monohan left Rothschild Wealth Llc for Halo Investment Services, Llc (registered 2023-08-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:65ad4f7a-febc-b2c4-6ada-6f4e5c1090e7

First observed

Feb 27, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.