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CRD 167555
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM BUSH BROWN | n/a | CINCINNATI, OH | 13 | 32 | 3 | no |
| HENRY PLATT BRIGHTWELL | n/a | Cincinnati, OH | 10 | 31 | 2 | no |
| DAVID BRIAN HENNING | Certified Financial Planner | Cincinnati, OH | 9 | 29 | 1 | no |
| JAMES DAVID GAUNT | n/a | Cincinnati, OH | 9 | 21 | 3 | no |
| BENJAMIN ADAM SIEFRING | Certified Financial Planner|Chartered Financial Consultant | Cincinnati, OH | 9 | 14 | 2 | no |
| TIMOTHY M BEGLEY | Certified Financial Planner | CINCINNATI, OH | 8 | 18 | 1 | no |
| ADAM THOMAS EAGLESTON | Chartered Financial Analyst | CINCINNATI, OH | 6 | 25 | 3 | no |
| TERRI LYNN CONNELLY | n/a | CINCINNATI, OH | 6 | 18 | 1 | no |
| TRACY LYNN GERMANO | n/a | CINCINNATI, OH | Vero Beach, FL | 3 | 17 | 2 | no |
| KRYSTEN MARIE TAYLOR | n/a | CINCINNATI, OH | 3 | 13 | n/a | no |
| Andrew Enzo Allwein | n/a | CINCINNATI, OH | 2 | 13 | n/a | no |
| David Christopher Nanney | Personal Financial Specialist | Memphis, TN | Brentwood, TN | 2 | 18 | n/a | no |
| ARIELLE SUZANNE TORBECK | n/a | CINCINNATI, OH | 2 | 10 | 1 | no |
| WILLIAM EDWARD ROMANS | n/a | Vero Beach, FL | 0 | 27 | 3 | no |
| MICHAEL PAUL MASSEY | n/a | Vero Beach, FL | 0 | 28 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE FORMIDABLE FUND, LP | Hedge Fund | $14.5M | Aug 21, 2024 | 58 | Oct 22, 2014 | reported | 021-217381 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWN, WILLIAM, BUSH | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | D | yes | 03/2013 | Apr 12, 2013 | Aug 21, 2024 |
| WAINSCOTT, JASON, PHILIP | CCO, COO AND GENERAL COUNSEL | Na | yes | 02/2019 | Mar 29, 2019 | Aug 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FORMIDABLE CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| FORMIDABLE FINANCIAL SERVICES | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| VERO BEACH | FL | United States | 3 | no |
| Memphis | Tn | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $903M | $902M | 21 | 14 | 3 | 1 | n/a |
| 2024 | Mar 26, 2025 | $876M | $870M | 20 | 14 | 3 | 1 | n/a |
| 2023 | Mar 11, 2024 | $887M | $852M | 20 | 12 | 2 | 1 | $14.5M |
| 2022 | Mar 24, 2023 | $632M | $611M | 15 | 8 | 2 | 1 | $16.5M |
| 2021 | Mar 18, 2022 | $707M | $685M | 15 | 8 | 2 | 1 | $20.8M |
| 2020 | Mar 26, 2021 | $619M | $592M | 15 | 8 | 2 | 1 | $6.3M |
| 2019 | Mar 27, 2020 | $468M | $442M | 12 | 8 | 0 | 1 | $2.7M |
| 2018 | Mar 29, 2019 | $416M | $393M | 11 | 7 | 0 | 1 | $2.7M |
| 2017 | Feb 7, 2018 | $393M | $362M | 13 | 8 | 0 | 1 | $3.3M |
| 2016 | Mar 28, 2017 | $322M | $320M | 14 | 6 | n/a | 1 | $2.4M |
| 2015 | Mar 30, 2016 | $216M | $214M | 6 | 3 | n/a | 1 | $2.4M |
| 2014 | Mar 24, 2015 | $250M | $225M | 5 | 2 | n/a | 1 | $4.4M |
| 2013 | Mar 28, 2014 | $225M | $213M | 6 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $903M | $876M | 3.1% | $632M | 12.6% | 21 | 20 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BRM INVESTMENT MANAGEMENT LLC | 2 | Mar 18, 2024 | May 26, 2026 | VERO BEACH, FL | Team lift out | RIA to RIA | 100.0% |