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Advisor at CORNERSTONE ADVISORY, LLC
GREENFIELD, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORNERSTONE ADVISORY, LLC | State registered | Mar 15, 2018 | n/a | yes | GREENFIELD, IN | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Sep 30, 2009 | Apr 29, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jul 28, 2005 | Sep 12, 2007 | no | NEWARK, DE|CARMEL, IN|NOBLESVILLE, IN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 22, 2003 | Jun 17, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | CORNERSTONE ADVISORY, LLC | Apr 29, 2011 | Mar 15, 2018 | 2,512 | Firm change after gap | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | SIGNATOR INVESTORS, INC. | Sep 12, 2007 | Sep 30, 2009 | 749 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | 1717 CAPITAL MANAGEMENT COMPANY | Jun 17, 2005 | Jul 28, 2005 | 41 | Firm change | Other |