RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J•••• B•••••
- C••••••••• A•••••••• L•• state registered currentsince Mar 15, 2018 · Greenfield, In
- S••••••• I••••••••• I••• formerSep 30, 2009 to Apr 29, 2011 · Indianapolis, In
- 1••• C•••••• M••••••••• C•••••• unclassifiedJul 28, 2005 to Sep 12, 2007 · Newark, De
- U•• F•••••••• S••••••• I••• wirehouseSep 22, 2003 to Jun 17, 2005 · Indianapolis, In
- S••••••• I••••••••• I••• to C••••••••• A•••••••• L••left Apr 29, 2011, registered Mar 15, 2018 (2512 days) · Other
- 1••• C•••••• M••••••••• C•••••• to S••••••• I••••••••• I•••left Sep 12, 2007, registered Sep 30, 2009 (749 days) · Other
- U•• F•••••••• S••••••• I••• to 1••• C•••••• M••••••••• C••••••left Jun 17, 2005, registered Jul 28, 2005 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address