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P••••••• A•••• M••••••••• G••••• C••••••••• •••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••••• A•••• M••••••••• G••••• C••••••••• •••••

CRD 109965

SHREVEPORT, LA

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Search this name across graphsid dfx:ria:65bf3ee4-6e35-1c16-3fd5-f77172a5ff43

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2018 to Mar 25, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $156M••• Locked
Discretionary RAUM: $2.3M
Private client RAUM: $135Mderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $78.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• M•••• D••••••••	Certified Financial Planner	SHREVEPORT, LA	3	40	2	yes
C•••••••• M•••• D••••••••	n/a	SHREVEPORT, LA	3	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• D••••• M••••	PARTNER AND CHIEF COMPLIANCE OFFICER	E	yes	01/1996	Aug 13, 2018	Aug 6, 2024
D••••••••• C••••••••• M•	Partner	B	no	09/2004	Aug 13, 2018	Aug 6, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$156M	$132M	18.9%	$102M	15.2%	2	3	0	0

Relationships

Registered with (3)

← D•••• M•••• D••••••••Advisorregistration: previous registration
Feb 24, 2012 to Dec 31, 2022factForm ADV
← C•••••••• M•••• D••••••••Advisorregistration: previous registration
Dec 22, 2022 to Dec 31, 2022factForm ADV
← KAREN D LEMMONS-SILVAAdvisorregistration: previous registration
Aug 14, 2018 to May 28, 2021factForm ADV

Controls (1)

Dated events

Occurred
Aug 13, 2018
First Form ADV filing
Pinnacle Asset Management Group filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago
Occurred
Aug 13, 2018
Succession filed (Item 4)
Pinnacle Asset Management Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65bf3ee4-6e35-1c16-3fd5-f77172a5ff43
First observed: Aug 13, 2018
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.