DFX Intelligence

C•••••••• M•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C•••••••• M•••• D••••••••

Advisor at P••••••• A•••• M••••••••• G••••• C••••••••• •••••

SHREVEPORT, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d586b5c1-8dc0-77b7-0e3e-ca26e96d81cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••• M••••••••• G••••• C••••••••• •••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••• M••••••••• G••••• C••••••••• •••••	Independent wealth	Jan 29, 2023	n/a	yes	SHREVEPORT, LA	Current employment
P••••••• A•••• M••••••••• G••••• C••••••••• •••••	Independent wealth	Dec 22, 2022	Dec 31, 2022	no	SHREVEPORT, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	P••••••• A•••• M••••••••• G••••• C••••••••• •••••	Jan 24, 2023	Dec 22, 2022	-33	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ P••••••• A•••• M••••••••• G••••• C••••••••• •••••Registered adviserregistration: previous registration
Dec 22, 2022 to Dec 31, 2022factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2017 to Jan 24, 2023factForm ADV

Dated events

Occurred
Jan 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d586b5c1-8dc0-77b7-0e3e-ca26e96d81cb
First observed: Mar 16, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.