DFX Intelligence

M••••• E•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

M••••• E•••• C•••••

Advisor at B••••• G••••• A•••• M•••••••••

B•••••, MA | MIAMI, FL

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Search this name across graphsid dfx:ria:65e8c56a-f49f-6faf-afc8-0c164adbbe64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• G••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• A•••••••	State registered	Aug 25, 2026	n/a	yes	MIAMI, FL	Current employment
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Jun 5, 2026	n/a	yes	MIAMI, FL\|B•••••, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••• G••••• A•••• M•••••••••	Nov 6, 2025	Jun 5, 2026	211	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	May 5, 2014	May 12, 2014

Relationships

Registered with (4)

→ BALLESTAS ADVISORSRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 11, 2022 to Nov 6, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
M••••• E•••• C••••• left W•••• F•••• A••••••• for B••••• G••••• A•••• M••••••••• (registered 2026-06-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65e8c56a-f49f-6faf-afc8-0c164adbbe64
First observed: Nov 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.