DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• A•••••• S••••••••• L••
Redmond, WA | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• A•••••• S••••••••• L•• | FORMER_SEC_A•••••• | Jun 30, 2026 | n/a | yes | Redmond, WA|SEATTLE, WA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 5, 2024 | May 20, 2025 | no | SPOKANE VALLEY, WA|REDMOND, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | I••••••••• A•••••• S••••••••• L•• | May 20, 2025 | Jun 30, 2026 | 406 | Firm change after gap | Ibd to RIA |
| S•• A••••••• L•• | L•• F•••••••• L•• | Mar 24, 2024 | Mar 5, 2024 |
| S•• A••••••• L•• | n/a | Apr 13, 2017 | Mar 24, 2024 | no | BELLEVUE, WA | Previous registration |
| S••• F•••••••• S••••••• L•• | FORMER_SEC_A•••••• | Sep 22, 2008 | Jun 30, 2009 | no | SAMMAMISH, WA | Previous registration |
| R••• G••••• I••••••••• L•• | n/a | Feb 13, 2008 | Apr 19, 2011 | no | KIRKLAND, WA | Previous registration |
| R••• G••••• I••••••••• L•• | n/a | Apr 25, 2005 | Aug 31, 2006 | no | BELLEVUE, WA | Previous registration |
| -19 |
| Firm change |
| Other |
| R••• G••••• I••••••••• L•• | S••• F•••••••• S••••••• L•• | Apr 19, 2011 | Sep 22, 2008 | -939 | Firm change after gap | Other |
| S••• F•••••••• S••••••• L•• | S•• A••••••• L•• | Jun 30, 2009 | Apr 13, 2017 | 2,844 | Firm change after gap | Other |