DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• E••• A••••••••

I••••••••• A•••••• S••••••••• L••former sec a••••••Redmond, Wa IA-onlyIAPD 1362633

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Dave A••••••••

At current firm

0 y

since Jun 30, 2026

In the industry

21 y

since Apr 25, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A•••••• S••••••••• L•• former sec a•••••• current
since Jun 30, 2026 · Redmond, Wa
L•• F•••••••• L•• BD affiliated
Mar 5, 2024 to May 20, 2025 · Spokane Valley, Wa
S•• A••••••• L•• unclassified
Apr 13, 2017 to Mar 24, 2024 · Bellevue, Wa
S••• F•••••••• S••••••• L•• former sec a••••••
Sep 22, 2008 to Jun 30, 2009 · Sammamish, Wa
R••• G••••• I••••••••• L•• unclassified
Feb 13, 2008 to Apr 19, 2011 · Kirkland, Wa
R••• G••••• I••••••••• L•• unclassified
Apr 25, 2005 to Aug 31, 2006 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to I••••••••• A•••••• S••••••••• L••
left May 20, 2025, registered Jun 30, 2026 (406 days) · Affiliated broker-dealer or bank to independent RIA
S•• A••••••• L•• to L•• F•••••••• L••
left Mar 24, 2024, registered Mar 5, 2024 (-19 days) · Other
R••• G••••• I••••••••• L•• to S••• F•••••••• S••••••• L••
left Apr 19, 2011, registered Sep 22, 2008 (-939 days) · Other
S••• F•••••••• S••••••• L•• to S•• A••••••• L••
left Jun 30, 2009, registered Apr 13, 2017 (2844 days) · Other

Signals

D•••• E••• A•••••••• left L•• F•••••••• L•• for I••••••••• A•••••• S••••••••• L•• (registered 2026-06-30)
May 20, 2025 · Advisor changed firm · fact
D•••• E••• A•••••••• left S•• A••••••• L•• for L•• F•••••••• L•• (registered 2024-03-05)
Mar 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: FORMER SEC A••••••derived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address