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Advisor at ALLIANCE WEALTH ADVISORS, LLC
CENTERVILLE, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLIANCE WEALTH ADVISORS, LLC | Independent wealth | Jun 25, 2021 | n/a | yes | CENTERVILLE, UT | Current employment |
| TOWNSQUARE CAPITAL, LLC | Asset manager | Jul 2, 2019 | Nov 22, 2021 | no | BOUNTIFUL, UT|LEHI, UT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 25, 2009 | Mar 3, 2011 | no | SOUTH JORDAN, UT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 8, 2007 | Dec 26, 2008 | no | SOUTH OGDEN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOWNSQUARE CAPITAL, LLC | ALLIANCE WEALTH ADVISORS, LLC | Nov 22, 2021 | Jun 25, 2021 | -150 | Firm change after gap | RIA to new firm |
| MORGAN STANLEY | TOWNSQUARE CAPITAL, LLC | Mar 3, 2011 | Jul 2, 2019 | 3,043 | Firm change after gap | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Dec 26, 2008 | Jun 25, 2009 | 181 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288576:314668:UT:2021-11-22 | Nov 22, 2021 | Jun 25, 2021 | LEHI, UT | Firm change after gap |