A••• G••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

ROCKFORD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65f7b841-aa53-1233-5731-5dcd420301a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 25, 2024	n/a	yes	ROCKFORD, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 28, 2023	Sep 28, 2024	no	ROCKFORD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 28, 2024	Oct 25, 2024	27	Firm change	Wirehouse to wirehouse
V•••• F•••••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Jul 17, 2023	Jul 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:7691:IL:2024-09-28	Sep 28, 2024	Oct 25, 2024	ROCKFORD, IL	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2023 to Sep 28, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2021 to Jul 17, 2023factForm ADV

Dated events

Occurred
Sep 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65f7b841-aa53-1233-5731-5dcd420301a1
First observed: Apr 8, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.