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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

THOMAS RUTHERFOORD FERGUSON

Advisor at DAVENPORT & COMPANY LLC

RICHMOND, VA

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Search this name across graphsid dfx:ria:65fbd19d-8c53-c152-a3aa-446c003851ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAVENPORT & COMPANY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 20, 2009
First registration: May 21, 2009
Dual registered: yes, broker-dealer
Other names: THOMAS RUTHERFOORD FERGUSON|RUTHERFOORD FERGUSON
IAPD individual key: 2712959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAVENPORT & COMPANY LLC	Bd affiliated wealth	Feb 4, 2019	n/a	yes	RICHMOND, VA	Current employment
CAPRIN ASSET MANAGEMENT, LLC	Former SEC adviser	Sep 24, 2014	Jan 28, 2019	no	HENRICO, VA	Previous registration
RIVERFRONT INVESTMENT GROUP, LLC	Mixed wealth	Oct 27, 2010	Sep 16, 2014	no	RICHMOND, VA	Previous registration
WEALTHCARE CAPITAL MANAGEMENT LLC	Independent wealth	May 21, 2009	Oct 18, 2010	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPRIN ASSET MANAGEMENT, LLC	DAVENPORT & COMPANY LLC	Jan 28, 2019	Feb 4, 2019	7	Firm change	RIA to ibd
RIVERFRONT INVESTMENT GROUP, LLC	CAPRIN ASSET MANAGEMENT, LLC	Sep 16, 2014	Sep 24, 2014	8	Firm change	Other
WEALTHCARE CAPITAL MANAGEMENT LLC	RIVERFRONT INVESTMENT GROUP, LLC	Oct 18, 2010	Oct 27, 2010	9	Firm change	Other

Relationships

Registered with (4)

→ DAVENPORT & COMPANY LLCRegistered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ CAPRIN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 24, 2014 to Jan 28, 2019factForm ADV
→ RIVERFRONT INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Oct 27, 2010 to Sep 16, 2014factForm ADV
→ WEALTHCARE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 21, 2009 to Oct 18, 2010factForm ADV

Dated events

No dated event names this entity yet.