DFX Intelligence

L•• A•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

L•• A•••••• C•••••• M••••••••• L••

CRD 119033

LOS A••••••, CA

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Search this name across graphsid dfx:ria:6614228c-84d4-9443-6940-21d571bd7e36

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 14
On other graphs: 0
Observed: Mar 30, 2012 to Jul 20, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.81 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $41B••• Locked
Discretionary RAUM: $41B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $41Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• B•••••	n/a	Austin, TX \| LOS A••••••, CA	1	11	2	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••• L•••• C•• A•••• F••• L•••	Hedge Fund	$1.7B	Jul 20, 2026	3	Mar 30, 2012	reported	021-211905
L••• E••••••• M•••••• F•••• L•••	Hedge Fund	$509M	Aug 8, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• D•••••• E••••	CEO / PRESIDENT / BOARD MEMBER	Na	yes	01/2017	Mar 30, 2012	Aug 8, 2024
B•••••• L••••• D••••	CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY	Na	yes	02/2017	Mar 30, 2017	Aug 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••• G•••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41B	$31B	29.7%	$28B	12.7%	103	95	0	0

Relationships

Advises (8)

→ L••• W•••• S•••• C•• E••••• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ L••• G••••• E••••• F••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ L••• E•••• L•••Private fundHedge Fund, IA
Dec 11, 2015 to presentfactForm ADV
→ L••• L•••• C•• A•••• F••• L•••Private fund

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jul 20, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jul 20, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$509M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6614228c-84d4-9443-6940-21d571bd7e36
First observed: Mar 30, 2012
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.