DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• A•••••• C•••••• M••••••••• L••
Latest filing Jul 20, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Feb 25, 2002
RAUM
$41B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$41B
derived; firm RAUM over IAPD count
Employees
103
46 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$41B as of Jul 20, 2026
Mar 30, 2012$8.2B then
HNW client RAUM$0 as of Jul 20, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Mar 27, 20130 then
Employees (5.A)103 as of Jul 20, 2026
Mar 27, 201344 then
Private funds5 as of Jul 20, 2026
Mar 30, 20123 then
RAUM +30% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- solo s•••• team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $41BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $571MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 103.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $3.1B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B48%
- Investment companies$14B34%
- Pension and profit-sharing plans$5.2B13%
- State and municipal entities$2.1B5.3%
- Charitable organizations$114M0.3%
- Corporations and businesses$21.8M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 11reported
- Charitable clients
- 0reported
- Accounts
- 71reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 6 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.81 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• B••••• | Austin, Tx | Apr 23, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• B••••• from R•••••• I•••••••••Apr 23, 2025 · Other
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• L•••• C•• A•••• F••• L••• | Hedge Fund | $977M | 3 | Mar 30, 2012 |
| L••• E••••••• M•••••• F•••• L••• | Hedge Fund | $509M | 4 | Mar 30, 2012 |
| L••• E•••• L••• | Hedge Fund | $301M | 2 | Dec 11, 2015 |
| L••• G••••• E••••• F••• L••• | Hedge Fund | $202M | 4 | Mar 30, 2012 |
| L•• A•••••• C•••••• E••••••• M•••••• F•••no longer reported | Hedge Fund | $127M | 1 | Feb 22, 2013 |
| L••• S•••• C•• G••••• F••• L•no longer reported | Hedge Fund | $105M | 3 | Nov 29, 2017 |
| L••• W•••• S•••• C•• E••••• F•••• L••• | Hedge Fund | $92.1M | 2 | Mar 29, 2019 |
| L••• A••• E• U• E••••• F••• L• | Other Private Fund | $47.6M | 2 | Nov 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••• D•••••• E•••• · Ceo / President / Board Membercontrolsince 01/2017 · owns less than 5%
- B•••••• L••••• D•••• · Chief Legal Officer / General Counsel / Corporate Secretarycontrolsince 02/2017 · owns less than 5%
- C••••••••• E•••••••• · Cfocontrolsince 01/2021 · owns less than 5%
- M••••••• S•••••• K•• · Chief Trading Officer / Board Membercontrolsince 02/2017 · owns less than 5%
- O•••••• S•••• · Chief Technology Officercontrolsince 06/2016 · owns less than 5%
- R••••••• E••••• · Co-Chief Investment Officercontrolsince 10/2022 · owns less than 5%
- R•••••••• H••• W•••••• · Co-Chief Investment Officer / Board Membercontrolsince 01/2002 · owns less than 5%
- R•••••••• J•••••••• E•••••••• · Chief Compliance Officer / Board Membercontrolsince 11/2007 · owns less than 5%
- R•••• B••••••• · Chief R••••••• Officercontrolsince 10/2022 · owns less than 5%
- S••••••• T•••••• D•••••• · Chairmancontrolsince 01/2002 · owns less than 5%
- S••••••• T•••••• D•••••• · Chairman Of The Board Of Directors / Class A Shareholdercontrolsince 01/2021 · owns 25% to 50% of L••• H••••••• I•••
Entity owners
- L••• H••••••• I••• · Parent Holding Company, Member, Managerdirect · owns 75% or more
Related persons
Schedule D 7.A
- L••• G•••••• L••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 66 to 71Apr 9, 2025 to Mar 27, 2026
- Advisory employees · 41 to 46Apr 9, 2025 to Mar 27, 2026
- Pooled vehicle clients · 15 to 17Apr 9, 2025 to Mar 27, 2026
- Assets in custody · $3.0B to $3.1BApr 9, 2025 to Mar 27, 2026
- Employees · 95 to 103Apr 9, 2025 to Mar 27, 2026
- Private funds · 6 to 5Apr 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $31B to $41BApr 9, 2025 to Mar 27, 2026
- Pension RAUM · $3.0B to $5.2BApr 9, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $14B to $19BApr 9, 2025 to Mar 27, 2026
- RAUM · $31B to $41BApr 9, 2025 to Mar 27, 2026
- Accounts · 69 to 66Aug 8, 2024 to Apr 9, 2025
- Advisory employees · 42 to 41Aug 8, 2024 to Apr 9, 2025
- Pension plan clients · 13 to 11Aug 8, 2024 to Apr 9, 2025
- Pooled vehicle clients · 18 to 15Aug 8, 2024 to Apr 9, 2025
- Assets in custody · $2.6B to $3.0BAug 8, 2024 to Apr 9, 2025
- Employees · 94 to 95Aug 8, 2024 to Apr 9, 2025
- Financial planning clients · unset to Aug 8, 2024 to Apr 9, 2025
- Discretionary RAUM · $35B to $31BAug 8, 2024 to Apr 9, 2025
- Pension RAUM · $8.7B to $3.0BAug 8, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $13B to $14BAug 8, 2024 to Apr 9, 2025
- RAUM · $35B to $31BAug 8, 2024 to Apr 9, 2025
- Accounts · 66 to 69Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 40 to 42Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 0.0 to unsetMar 31, 2023 to Mar 28, 2024
- Pension plan clients · 11 to 13Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 18Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $2.1B to $2.6BMar 31, 2023 to Mar 28, 2024
- Employees · 93 to 94Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $28B to $35BMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $5.8B to $8.7BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $13BMar 31, 2023 to Mar 28, 2024
- RAUM · $28B to $35BMar 31, 2023 to Mar 28, 2024
- Accounts · 65 to 66Nov 7, 2022 to Mar 31, 2023
- Advisory employees · 39 to 40Nov 7, 2022 to Mar 31, 2023
- Pension plan clients · 9 to 11Nov 7, 2022 to Mar 31, 2023
- Assets in custody · $2.2B to $2.1BNov 7, 2022 to Mar 31, 2023
- Employees · 88 to 93Nov 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $37B to $28BNov 7, 2022 to Mar 31, 2023
- Pension RAUM · $9.4B to $5.8BNov 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $11BNov 7, 2022 to Mar 31, 2023
Signals
6 dated events
- L•• A•••••• C•••••• M••••••••• L•• reported RAUM $40.6B, up 30% from $31.3B (2025-04-09 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Edward Rackham (Co-Chief Investment Officer) appeared on Schedule A of L•• A•••••• C•••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- Bradford Rowe (Chief Research Officer) appeared on Schedule A of L•• A•••••• C•••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- L•• A•••••• C•••••• M••••••••• L•• reported RAUM $36.9B, up 25% from $29.4B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E•••••••• C••••••••• (Cfo) appeared on Schedule A of L•• A•••••• C•••••• M••••••••• L••Jan 11, 2021 · Control person joined · fact
- Lynn Carin Madden (Chief Portfolio Operations Officer (Class A Shareholder)) no longer on Schedule A of L•• A•••••• C•••••• M••••••••• L•• (listed 2019-12-16, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/los-angeles-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-479-9998reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026