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Advisor at C•••••••
Costa Mesa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Feb 16, 2026 | n/a | yes | Costa Mesa, CA | Current employment |
| A•••• C•••• I••••••••• L•• | Former SEC adviser | Apr 27, 2022 | Apr 30, 2026 | no | COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• C•••• I••••••••• L•• | C••••••• | Apr 30, 2026 | Feb 16, 2026 | -73 | Firm change after gap | Other |
| W•••• F•••• A••••••• | A•••• C•••• I••••••••• L•• | Apr 28, 2022 | Apr 27, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159347:175112:CA:2026-04-30 | Apr 30, 2026 | Feb 16, 2026 | COSTA MESA, CA | Firm change after gap |
| W•••• F•••• A••••••• |
| Wirehouse |
| Apr 16, 2014 |
| Apr 28, 2022 |
| no |
| IRVINE, CA|EL SEGUNDO, CA|IRVINE, CA |
| Previous registration |
| -1 |
| Firm change |
| Wirehouse to RIA |