RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••••• B••••••••
- C••••••• institutional currentsince Feb 16, 2026 · Costa Mesa, Ca
- A•••• C•••• I••••••••• L•• formerApr 27, 2022 to Apr 30, 2026 · Costa Mesa, Ca
- W•••• F•••• A••••••• wirehouseApr 16, 2014 to Apr 28, 2022 · Irvine, Ca
- A•••• C•••• I••••••••• L•• to C•••••••left Apr 30, 2026, registered Feb 16, 2026 (-73 days) · Other · moved with a team
- W•••• F•••• A••••••• to A•••• C•••• I••••••••• L••left Apr 28, 2022, registered Apr 27, 2022 (-1 days) · Wirehouse to independent RIA
- J•••• W•••••• B•••••••• left A•••• C•••• I••••••••• L•• for Captrust (registered 2026-02-16)Apr 30, 2026 · Advisor changed firm · fact
- J•••• W•••••• B•••••••• left W•••• F•••• A••••••• for A•••• C•••• I••••••••• L•• (registered 2022-04-27)Apr 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address