DFX Intelligence

J••••••• J•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

J••••••• J•••• A••••

Advisor at L•• F•••••••• L••

ANAHEIM, CA

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Search this name across graphsid dfx:ria:661ae262-1411-66dc-caa0-600eb59315f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 22, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	ANAHEIM, CA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jan 16, 2023	May 15, 2025	no	Anaheim, CA\|Aaheim, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
W••••• F•••••••• S•••••••• L••	C••• F•••••••• S•••••••• L•••	Feb 7, 2023	Jan 16, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
125650:42132:CA:2023-02-06	Feb 7, 2023	Jan 16, 2023	ANAHEIM, CA	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 16, 2023 to May 15, 2025factForm ADV
→ W••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2017 to Feb 7, 2023factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
J••••••• J•••• A•••• left W••••• F•••••••• S•••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2023-01-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:661ae262-1411-66dc-caa0-600eb59315f4
First observed: Dec 22, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

B••••••• I••••••••• S•••••••• I••• •••••

Former SEC adviser

Oct 18, 2012

Feb 11, 2013

Previous registration

U••• B•••••• A•••••••• L••

Bd affiliated wealth

Dec 22, 1997

Mar 29, 2010

Previous registration