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P•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

P•••••••• C•••••• M••••••••• L•

CRD 328318

CHICAGO, IL

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Search this name across graphsid dfx:ria:6622273e-06a3-4a56-abb4-18cf49658948

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 1
Observed: Sep 12, 2023 to Apr 30, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P•••••••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.17 fund_share=0.06 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $769MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $601M
Private client RAUM: $134MderivedItem 5.D individuals plus high net worth individuals
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• W• S••••••	n/a	CHICAGO, IL	2	25	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• M••••••• M••••••	LIMITED PARTNER	D	yes	08/2023	Sep 12, 2023	Oct 8, 2024
K••••••• M•••••• D••••••	DIRECTOR OF CLIENT SERVICES	Na	yes	01/2024	Jan 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••••• C•••••• F••• M••••••••• L•	n/a	n/a	n/a	N	yes	n/a
P•••••••• C•••••• V••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$769M	$742M	3.6%	n/a	n/a	10	5	1	0

Relationships

Registered with (1)

← J••••• W• S••••••Advisorregistration: current employment
Oct 16, 2023 to presentfactForm ADV

Controls (5)

← G•••••• M••••••• M••••••OwnerLIMITED PARTNER, ownership code D, individual
Sep 12, 2023 to Oct 8, 2024factForm ADV
← S••••••• J•••••• W•OwnerLIMITED PARTNER, ownership code D, individual
Sep 12, 2023 to Oct 8, 2024factForm ADV
← K••••••• M•••••• D••••••OwnerDIRECTOR OF CLIENT SERVICES, ownership code NA, individual

Dated events

Occurred
Apr 15, 2025
Regulatory AUM changed
P•••••••• C•••••• M••••••••• L• reported RAUM $742.2M, up 103% from $365.1M (2024-10-08 to 2025-04-15)
Form ADVobserved 7 days ago
$377M
Occurred
Jun 3, 2024
Regulatory AUM changed
P•••••••• C•••••• M••••••••• L• reported RAUM $365.1M, up 200% from $121.6M (2024-02-07 to 2024-06-03)
Form ADVobserved 7 days ago
$244M
Occurred
Jan 12, 2024
Control person joined
D•••••• M••••• K•••••• (Director Of Client Services) appeared on Schedule A of P•••••••• C•••••• M••••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6622273e-06a3-4a56-abb4-18cf49658948
First observed: Sep 12, 2023
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.