DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• C•••••• M••••••••• L•
Latest filing Apr 30, 2026
First filing on the tape Sep 12, 2023 · 15 filings
SEC status approved since Oct 10, 2023
RAUM
$769M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
17%
$134M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$769M
derived; firm RAUM over IAPD count
Employees
10
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$769M as of Apr 30, 2026
Feb 7, 2024$122M then
HNW client RAUM$134M as of Apr 30, 2026
Feb 7, 2024$122M then
State-registered IARs (5.B.3)1 as of Apr 30, 2026
Feb 7, 20241 then
Employees (5.A)10 as of Apr 30, 2026
Feb 7, 20244 then
Private funds3 as of Apr 30, 2026
Jun 30, 20251 then
RAUM +3.6% over the last fiscal yearIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $769MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $769M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$525M68%
- High-net-worth individuals$134M17%
- Insurance companies$56.0M7.3%
- Pooled investment vehicles$48.3M6.3%
- Charitable organizations$5.4M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 91reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $769M for 10 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.17 fund_share=0.06 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• W• S•••••• | Chicago, Il | Oct 16, 2023 | 25 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• W• S•••••• from S••••• T•••• A•••••••• L••Oct 16, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• M•••••• D•••••• · Director Of Client Servicescontrolsince 01/2024 · owns less than 5%
- S••••••• J•••••• W• · Principal And Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- G•••••• M••••••• M•••••• · Limited Partnercontrolsince 08/2023 · owns 50% to 75% of P•••••••• C•••••• P••••••• G•• L••
- S••••••• J•••••• W• · Limited Partnercontrolsince 08/2023 · owns 50% to 75% of P•••••••• C•••••• P••••••• G•• L••
Entity owners
- P•••••••• C•••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
- P•••••••• C•••••• P•••••••• L• · Limited Partnerdirect · owns 75% or more
- P•••••••• C•••••• P••••••• G•• L•• · General Partnerindirect · owns F of P•••••••• C•••••• P•••••••• L•
Related persons
Schedule D 7.A
- P•••••••• C•••••• F••• M••••••••• L•pooled vehicle sponsorn
- P•••••••• C•••••• V••••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 99 to 91Nov 17, 2025 to Mar 27, 2026
- Pooled vehicle clients · unset to 3.0Nov 17, 2025 to Mar 27, 2026
- Assets in custody · $742M to $769MNov 17, 2025 to Mar 27, 2026
- Employees · 5 to 10Nov 17, 2025 to Mar 27, 2026
- Other offices · 0 to 1Nov 17, 2025 to Mar 27, 2026
- Private funds · 1 to 3Nov 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $587M to $601MNov 17, 2025 to Mar 27, 2026
- HNW RAUM · $131M to $134MNov 17, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $155M to $168MNov 17, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · unset to 48296441.0Nov 17, 2025 to Mar 27, 2026
- RAUM · $742M to $769MNov 17, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jun 30, 2025 to Nov 17, 2025
- Assets in custody · $776M to $742MApr 15, 2025 to Jun 30, 2025
- Private funds · unset to 1Apr 15, 2025 to Jun 30, 2025
- Accounts · 60 to 99Oct 8, 2024 to Apr 15, 2025
- Advisory activities · 2 to 3Oct 8, 2024 to Apr 15, 2025
- Assets in custody · $33.5M to $776MOct 8, 2024 to Apr 15, 2025
- Employees · 4 to 5Oct 8, 2024 to Apr 15, 2025
- Financial planning clients · unset to 0Oct 8, 2024 to Apr 15, 2025
- Discretionary RAUM · $271M to $587MOct 8, 2024 to Apr 15, 2025
- HNW RAUM · $113M to $131MOct 8, 2024 to Apr 15, 2025
- Non-discretionary RAUM · $93.8M to $155MOct 8, 2024 to Apr 15, 2025
- RAUM · $365M to $742MOct 8, 2024 to Apr 15, 2025
- Assets in custody · unset to 33541827.0Sep 9, 2024 to Oct 8, 2024
- Custody of client assets · false to trueSep 9, 2024 to Oct 8, 2024
- Accounts · 35 to 60Feb 7, 2024 to Jun 3, 2024
- Discretionary RAUM · $122M to $271MFeb 7, 2024 to Jun 3, 2024
- HNW RAUM · $122M to $113MFeb 7, 2024 to Jun 3, 2024
- Non-discretionary RAUM · $0 to $93.8MFeb 7, 2024 to Jun 3, 2024
- RAUM · $122M to $365MFeb 7, 2024 to Jun 3, 2024
- Accounts · 0 to 35Jan 12, 2024 to Feb 7, 2024
- Discretionary RAUM · $0 to $122MJan 12, 2024 to Feb 7, 2024
- HNW RAUM · unset to 121563813.0Jan 12, 2024 to Feb 7, 2024
- RAUM · $0 to $122MJan 12, 2024 to Feb 7, 2024
- HQ city · unset to CHICAGOSep 27, 2023 to Oct 16, 2023
- HQ state · unset to ILSep 27, 2023 to Oct 16, 2023
Signals
4 dated events
- P•••••••• C•••••• M••••••••• L• reported RAUM $742.2M, up 103% from $365.1M (2024-10-08 to 2025-04-15)Apr 15, 2025 · RAUM change · derived
- P•••••••• C•••••• M••••••••• L• reported RAUM $365.1M, up 200% from $121.6M (2024-02-07 to 2024-06-03)Jun 3, 2024 · RAUM change · derived
- D•••••• M••••• K•••••• (Director Of Client Services) appeared on Schedule A of P•••••••• C•••••• M••••••••• L•Jan 12, 2024 · Control person joined · fact
- P•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Sep 12, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/permanent-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- permanent-capital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 773-343-4697reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $769Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026