This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPPENHEIMER & CO. INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Nov 28, 2017

First registration

Nov 2, 2020

Dual registered

yes, broker-dealer

Other names

Kyle Alexander Codey|Kyle Codey

IAPD individual key

6864886

• Occurred

  Apr 20, 2023
  Advisor changed firm

  Kyle Alexander Codey left Pruco Securities, Llc for Oppenheimer & Co. Inc. (registered 2023-05-04)

  Form ADVobserved 4 days ago
• Occurred

  Feb 7, 2022
  Advisor changed firm

  Kyle Alexander Codey left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2022-02-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:66265de9-bc86-9ccd-09a8-230bb35bf3c7

First observed

Nov 2, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.