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RIA / WealthAdvisor23 years in industry

DENNIS CORAL

Advisor at CORAL WEALTH MANAGEMENT, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:662af62a-cc27-06e6-ab09-6260facd0800

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORAL WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 8, 2002
First registration: May 9, 2003
Dual registered: no
IAPD individual key: 4561718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORAL WEALTH MANAGEMENT, LLC	Independent wealth	Jun 1, 2026	n/a	yes	MIAMI, FL	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Aug 14, 2017	Jul 20, 2020	no	MIAMI, FL\|ORLANDO, FL\|Coral Springs, FL\|MIAMI, FL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 11, 2017	Feb 17, 2017	no	Fort Lauderdale, FL\|FT. LAUDERDALE, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 18, 2016	Jan 19, 2017	no	FORT LAUDERDALE, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 9, 2014	Dec 31, 2016	no	FORT LAUDERDALE, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 29, 2014	no	AVENTURA, FL\|Aventura, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	AVENTURA, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	May 9, 2003	Apr 2, 2007	no	AVENTURA, FL\|HALLANDALE, FL\|HALLANDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	CORAL WEALTH MANAGEMENT, LLC	Jul 20, 2020	Jun 1, 2026	2,142	Firm change after gap	Ibd to RIA
KOVACK ADVISORS, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Feb 17, 2017	Aug 14, 2017	178	Firm change	Other
TRUIST ADVISORY SERVICES, INC.	KOVACK ADVISORS, INC.	Jan 19, 2017	Jan 11, 2017	-8	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 18, 2016	-135	Bulk transfer	Other
MORGAN STANLEY	SUNTRUST INVESTMENT SERVICES, INC.	Apr 29, 2014	Jun 9, 2014	41	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (8)

→ CORAL WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 14, 2017 to Jul 20, 2020factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 11, 2017 to Feb 17, 2017factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2016 to Jan 19, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 9, 2014 to Dec 31, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 29, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 9, 2003 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.