DFX Intelligence

S•••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

S•••• P•••••••

S•••• P••••••• LP, CRD 310213

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jun 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 14
On other graphs: 3
Observed: Aug 12, 2020 to Jun 15, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• P•••••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

S•••• P•••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

S•••• P•••••••

Manager with allocator commitments · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• P••••••• F••• I• L•	Private Equity Fund	$444M	Jun 15, 2026	8	Nov 19, 2020	reported	n/a
S•••• P••••••• F••• I••• L•	Private Equity Fund	$434M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• C••••	Member	C	yes	08/2020	Aug 12, 2020	Apr 29, 2024
B••••••••• C••••	PARTNER AND CHIEF EXECUTIVE OFFICER	C	yes	08/2020	Aug 12, 2020	Apr 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• P••••••• G• I• L•	n/a	n/a	n/a	N	yes	n/a
S•••• P••••••• G• I• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.7B	0.1%	$1.9B	-2.1%	24	25	0	0

Relationships

Advises (5)

→ S•••• P••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Nov 19, 2020 to presentfactForm ADV
→ S•••• P••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Jun 15, 2026 to presentfactForm ADV
→ S•••• P••••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 18, 2022 to presentfactForm ADV
→ S•••• P••••••• F••• I• L•

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
15 Jun 2026
Ria ownership band change2 events
S•••• P•••••••: ria ownership band change, 2 events, on 15 Jun 2026
- ••• Locked
- ••• Locked
Occurred
15 Jun 2026
Private fund first reported2 events
Private fund first reported: 2 on 15 Jun 2026
$24.2M to $37.5M
- ••• Locked$37.5M
- ••• Locked$24.2M
Occurred
15 Jun 2026
Ria principal change4 events
S•••• P•••••••: ria principal change, 4 events, on 15 Jun 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
29 Mar 2024
Control person left
••• Locked
Form ADV
Occurred
30 Nov 2022
Regulatory AUM changed
••• Locked
Form ADV
$363M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 12, 2020
Last observed: Jun 15, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.