DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• P•••••••
Legal name S•••• P••••••• L•
Latest filing Jun 15, 2026
First filing on the tape Aug 12, 2020 · 12 filings
SEC status approved since Sep 11, 2020
RAUM
$1.7B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.7B as of Jun 15, 2026
Mar 31, 2021$1.5B then
HNW client RAUM$0 as of Jun 15, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Jun 15, 2026
Mar 31, 20210 then
Employees (5.A)24 as of Jun 15, 2026
Mar 31, 202128 then
Private funds5 as of Jun 15, 2026
Mar 31, 20212 then
RAUM +0.1% over the last fiscal year-2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $291MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B88%
- Charitable organizations$218M12%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• P••••••• F••• I• L• | Private Equity Fund | $772M | 8 | Nov 19, 2020 |
| S•••• P••••••• F••• I••• L• | Private Equity Fund | $437M | 56 | Mar 18, 2022 |
| S•••• P••••••• F••• I• L• | Private Equity Fund | $393M | 8 | Nov 19, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• C•••• · Partner And Chief Executive Officercontrolsince 08/2020 · owns 25% to 50%
- E•••••••• P•••••• W••••••• · Partner, General Counsel, And Chief Compliance Officercontrolsince 08/2020 · owns 10% to 25%
- K••• G••••• R••• · Partner, Managing Directorcontrolsince 08/2020 · owns 10% to 25%
- S••••• D•••••• M••••••••• · Partner, Managing Directorcontrolsince 08/2020 · owns 10% to 25%
- V•••••••• R•••• A••••• · Partner, Chief Operating Officer, And Chief Financial Officercontrolsince 08/2020 · owns 10% to 25%
- B••••••••• C•••• · Membercontrolsince 08/2020 · owns 25% to 50% of S•••• P••••••• G• L••
Entity owners
- S•••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S•••• P••••••• G• I• L•pooled vehicle sponsorn
- S•••• P••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 6Nov 5, 2025 to Mar 30, 2026
- Advisory employees · 16 to 14Nov 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 5Nov 5, 2025 to Mar 30, 2026
- Employees · 25 to 24Nov 5, 2025 to Mar 30, 2026
- Private funds · 3 to 5Nov 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.5B to $1.5BNov 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $268M to $218MNov 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.5B to $1.5BNov 5, 2025 to Mar 30, 2026
- RAUM · $1.7B to $1.7BNov 5, 2025 to Mar 30, 2026
- Advisory employees · 22 to 16Apr 29, 2024 to Mar 28, 2025
- Employees · 30 to 25Apr 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.6B to $1.5BApr 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $275M to $268MApr 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.6B to $1.5BApr 29, 2024 to Mar 28, 2025
- RAUM · $1.9B to $1.7BApr 29, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $0Mar 29, 2024 to Apr 29, 2024
- Discretionary RAUM · $1.6B to $1.6BMar 29, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $1.6B to $1.6BMar 29, 2024 to Apr 29, 2024
- RAUM · $1.8B to $1.9BMar 29, 2024 to Apr 29, 2024
- Advisory employees · 18 to 22Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $979M to $1.1BMar 30, 2023 to Mar 29, 2024
- Employees · 26 to 30Mar 30, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $1.6BMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $301M to $275MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $1.6BMar 30, 2023 to Mar 29, 2024
- RAUM · $1.9B to $1.8BMar 30, 2023 to Mar 29, 2024
- Advisory employees · 19 to 18Nov 30, 2022 to Mar 30, 2023
- Assets in custody · $919M to $979MNov 30, 2022 to Mar 30, 2023
- Employees · 25 to 26Nov 30, 2022 to Mar 30, 2023
- Financial planning clients · unset to 0Nov 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.4B to $1.6BNov 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $312M to $301MNov 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.4B to $1.6BNov 30, 2022 to Mar 30, 2023
- RAUM · $1.8B to $1.9BNov 30, 2022 to Mar 30, 2023
- Advisory employees · 22 to 19Mar 18, 2022 to Nov 30, 2022
- Assets in custody · $891M to $919MMar 18, 2022 to Nov 30, 2022
- Employees · 30 to 25Mar 18, 2022 to Nov 30, 2022
- Discretionary RAUM · $1.1B to $1.4BMar 18, 2022 to Nov 30, 2022
Signals
3 dated events
- Nishimura Flavio Collis (Partner, Managing Director) no longer on Schedule A of S•••• P••••••• (listed 2023-03-30, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- S•••• P••••••• reported RAUM $1.8B, up 26% from $1.4B (2022-03-18 to 2022-11-30)Nov 30, 2022 · RAUM change · derived
- S•••• P••••••• filed its initial SEC registration (Form ADV)Aug 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S•••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/solum-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-655-9750reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026