DFX Intelligence

P••• S•••••• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

P••• S•••••• • A••••••••• L••

CRD 290581

GOLDEN, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66347989-0cce-385b-811d-5af3ca601038

Data as of Apr 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2026 to Apr 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $54.7M••• Locked
Discretionary RAUM: $54.7M
Private client RAUM: $54.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••• A•••••• S••••••	n/a	GOLDEN, CO	8	26	3	no
P•••• A•••••••• H••••••	n/a	GOLDEN, CO	1	26

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••••• I••••••••• L••	2	Jun 27, 2018	Mar 7, 2025	CASTLE PINES, CO	Team lift out	Other	100.0%

Relationships

Registered with (2)

← P•••• A•••••••• H••••••Advisorregistration: current employment
Mar 7, 2025 to presentfactForm ADV
← P•••• A•••••• S••••••Advisorregistration: current employment
Jun 28, 2018 to presentfactForm ADV

Moved with (1)

← E•••••••• I••••••••• L••Registered adviser2 advisors, team lift out, same day
Jun 27, 2018 to Mar 7, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66347989-0cce-385b-811d-5af3ca601038
First observed: Apr 9, 2026
Last observed: Apr 9, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.