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Advisor at P.A. SCHOPEN & ASSOCIATES, LLC
GOLDEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P.A. SCHOPEN & ASSOCIATES, LLC | State registered | Jun 28, 2018 | n/a | yes | GOLDEN, CO | Current employment |
| EVERGREEN INVESTING, LLC | State registered | Jun 14, 2017 | Jun 27, 2018 | no | Golden, CO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 6, 2017 | no | GOLDEN, CO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Mar 6, 2001 | Jan 2, 2009 | no | GOLDEN, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EVERGREEN INVESTING, LLC | P.A. SCHOPEN & ASSOCIATES, LLC | Jun 27, 2018 | Jun 28, 2018 | 1 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | EVERGREEN INVESTING, LLC | Jul 6, 2017 | Jun 14, 2017 | -22 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150006:290581:CO:2018-06-27 | Jun 27, 2018 | Jun 28, 2018 | GOLDEN, CO | Firm change |
| 149018:150006:CO:2017-07-06 | Jul 6, 2017 | Jun 14, 2017 | GOLDEN, CO | Firm change |