J••• K••• A••••

Advisor at M•• I•••••••• S•••••••• L••

Los Angeles, CA | Santa Monica, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66349498-01f4-5de7-5b9e-871b8cf7b1ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 18, 2021	n/a	yes	Los Angeles, CA\|Santa Monica, CA	Current employment
S••••••••• C•••••• M•••••••••	Mixed wealth	Apr 14, 2017	Aug 14, 2017	no	Santa Monica, CA\|WESTLAKE VILLAGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• C•••••• M•••••••••	M•• I•••••••• S•••••••• L••	Aug 14, 2017	Aug 18, 2021	1,465	Firm change after gap	RIA to ibd
J••• M••••• P•••••• W••••• A••••••• L••	S••••••••• C•••••• M•••••••••	Apr 14, 2015	Apr 14, 2017

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 18, 2021 to presentfactForm ADV
→ S••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 14, 2017 to Aug 14, 2017factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to Apr 14, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66349498-01f4-5de7-5b9e-871b8cf7b1ba
First observed: Mar 31, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.