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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

SOUNDHAVEN CAPITAL MANAGEMENT

NAYLOR CAPITAL LLC, CRD 170821

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1eaec73-7f63-617d-9ca3-3f79ffc3d324

Data as of Mar 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 20, 2024 to Mar 21, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Soundhaven Capital Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.33 fund_share=0.0 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $202MItem 5.F on the latest filing (2026-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $81.4M
Private client RAUM: $66.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 33%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $101Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 347
Individual clients: 86
High net worth clients: 57
SEC number: 801-130719
CRD: 170821
Filings on the tape: 4
First filed: Jun 20, 2024
Latest filed: Mar 21, 2026
Organised: Limited Liability Company, DE
Website: soundhavencapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ROBERT NAYLOR	n/a	WESTLAKE VILLAGE, CA	12	37	7	no
Garrett M Naylor	n/a	New York, NY	1	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NAYLOR, DAVID, ROBERT	MANAGING PARTNER / CCO	E	yes	02/2012	Jun 20, 2024	Jun 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 21, 2026	$202M	$81.4M	3	2	2	n/a	n/a
2024	Mar 31, 2025	$159M	$70.8M	2	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$202M	$159M	26.8%	n/a	n/a	3	2	2	0

Relationships

Registered with (3)

← Garrett M NaylorAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← DAVID ROBERT NAYLORAdvisorregistration: current employment
Apr 28, 2014 to presentfactForm ADV
← JOHN KYLE ANNASAdvisorregistration: previous registration
Apr 14, 2017 to Aug 14, 2017factForm ADV

Controls (1)

← NAYLOR, DAVID, ROBERTOwnerMANAGING PARTNER / CCO, ownership code E, individual
Jun 20, 2024 to Jun 20, 2024factForm ADV

Dated events

Occurred
Jun 20, 2024
First Form ADV filing
Soundhaven Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1eaec73-7f63-617d-9ca3-3f79ffc3d324
First observed: Jun 20, 2024
Last observed: Mar 21, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUNDHAVEN CAPITAL MANAGEMENT

NAYLOR CAPITAL LLC, CRD 170821

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1eaec73-7f63-617d-9ca3-3f79ffc3d324

Data as of Mar 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ROBERT NAYLOR

n/a

WESTLAKE VILLAGE, CA

Garrett M Naylor

n/a

New York, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NAYLOR, DAVID, ROBERT

MANAGING PARTNER / CCO

yes

02/2012

Jun 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 21, 2026

$202M

$81.4M

n/a

2024

Mar 31, 2025

$159M

$70.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$202M

$159M

26.8%

n/a